This is the "Company Info" page of the "Business & Economics" guide.
Alternate Page for Screenreader Users
Skip to Page Navigation
Skip to Page Content
MadoffNews Feeds
Trade Sanctions

Brandeis University Library Technology ServiceslineLibrary CatalogDatabasese-journalsAsk a librarian

Admin Sign In 

Business & Economics  Tags: business finance company companies industry stocks wrds economics financial_crisis markets wrds country_risk  

Research resources.
Last update: Feb 05th, 2010 URL: http://brandeis.libguides.com/business  Print Guide  RSS Updates

Company Info             Print Page
  
 

Tips:

Hoover's is a great place to start to learn about a company's history.

Generate lists of companies with RefUSA or Lexis by locaton and other criteria.

Private Company Search

Try the Lexis Private Company Search

The following resources are searched:

America's Corporate Finance Directory
Annual Register of Grant Support
Directory of Business Information Resources
Directory of Trust Banking
Directory of Venture Capital Firms
Experian Business Reports
Homeland Security Directory
Hoover's Company Records - Basic Record
Hoover's Company Records - In-depth Records
Inactive Business Database
International Business and Trade Directories
LexisNexis(R) Corporate Affiliations(TM)
Municipal Issuers Registry
Netvention Company Profiles
OneSource(R) CorpTech(R) Company Database
Safety and Security Directory
Standard & Poor's Corporate Register
The Bank Directory
The Bond Buyer's Municipal Marketplace
The Credit Union Directory(R)
The Savings Directory
US Business Directory

Company Career Info

If you are looking for company information for careers you can try your career service office (Hiatt or IBS Career Center) as well as our databases. You might be interested in:

 

Directories & Profiles and Histories


Company Financials

  • Thomson Research  
      
    Use Internet Explorer or Safari
  • Investext Plus  
      
    Use Internet Explorer or Safari
  • Mergent Online  
      
    NOTE: Access provided through the Boston Public Library with a Boston Public Library card.
    See this page for more information on obtaining a Boston Public Library eCard:
    http://www.bpl.org/general/circulation/ecards.htm
  • Compustat  
      
  • GuideStar  
    Directory, financials and ratings of nonprofits and charities
  • ISI Emerging Markets  

Stock Prices

 

SEC Filing Definitions

SEC Filings

From Wiki.lexisnexis.com

 What is an SEC Filing?

SEC Filings are financial statements or other formal documents submitted to the U.S. Securities and Exchange Commission (SEC). These filings are required by law for publicly-traded companies. SEC Filings are used by financial analysts and investors to analyze company growth for investment purposes. LexisNexis Academic contains the full-text of EDGAR (the SEC's online database) filings from 1991 as well as annual and quarterly reports and proxy statements of more than 4,000 US companies, filed with the Securities and Exchange Commission since 1987.

 SEC Forms and Definitions

Companies file different forms for different purposes. Below is a list of commonly-used SEC forms and their purpose:


S-3 An initial registration statement for specified transactions by certain issuers.

S-3/A A pre-effective amendment to an S-3 filing.

S-8 An initial registration statement for securities to be offered to employees pursuant to employee benefit plans.

S-8 POS A post-effective amendment to an S-8 filing.

424B2 A form of prospectus filed in connection with a primary offering of securities.

424B3 A prospectus that reflects changes or additions to the information listed in the last prospectus filed.

424B5 A prospectus that discloses information covered in 424B2 and 424B3 filings.

DEF 14A A “proxy statement,” or form that provides official notification to certain shareholders of matters to be brought to a vote at a shareholders meeting.

DEFA 14A A form that provides additional definitive proxy soliciting materials.

10-K An annual report that provides an overview of a company for the past year.

10-K405 An annual report that has the Regulation S-K Item 405 box checked on the cover page.

11-K An annual report for employee stock purchase, savings or similar plans.

10-Q A quarterly report that includes unaudited financial information and provides an ongoing view of a company's financial position during the year.

SC 13G An initial statement of acquisition of beneficial ownership by individuals.

SC 13G/A An amendment to an SC 13G filing.

3 An initial statement of beneficial ownership of securities held by directors, officers or significant shareholders.

3/A An amendment to a Form 3 filing.

4 A statement of changes in beneficial ownership of securities held by directors, officers or significant shareholders.

4/A An amendment to a Form 4 filing.

5 An annual statement of beneficial ownership of securities held by directors, officers or significant shareholders.

8-K A report used to explain significant events or changes that affect the company's financial condition.

8-K/A An amendment to a Form 8-K filing.

NO ACT A letter from the SEC indicating that no civil or criminal action will be charged against an individual for engaging in a certain activity.


PRE 14A All other preliminary “proxy statements,” or forms that provide official notification to certain shareholders of matters to be brought to a vote at a shareholders meeting.

 More Information

Visit the SEC filings website to see the SEC's official and complete definitions:
http://www.sec.gov/info/edgar/forms/edgform.pdf

 

* This material comes from http://wiki.lexisnexis.com/academic/index.php?title=SEC_Filings

 

Research & Instruction Librarian

Profile ImageJason Bernard
Contact Info:
Farber Library, Level 2
781-736-4740
jbernard@brandeis.edu
Send Email

Subjects:
Business, Economics, Sustainable International Development

 
Description

  Loading content... please wait